Counsels private funds on compliance with the Investment Advisers Act of 1940, other state and federal requirements and interfacing with regulators.
Tarik’s experience includes advising clients on establishing compliance policies and procedures, registering with the SEC and handling SEC examinations.
Before joining Schulte, he worked at the SEC, most recently in the Private Funds Unit of the Office of Compliance Inspections and Examinations, where he focused on regulatory examinations of advisers to hedge funds and private equity funds.
Tarik also worked in the SEC’s New York Regional Office, where he conducted regulatory examinations of registered investment advisers and registered investment companies.
- Rutgers Law School, JD
- Tufts University, BA
- New York
- New Jersey
- English
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Kelly Koscuiszka and Tarik Shah discuss fiduciary duty and regulatory expectations for ...
Article / June 12, 2024
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