New York – 919 Third Avenue
New York – 919 Third Avenue
Advises on transactional and regulatory matters impacting broker-dealers, hedge funds and other financial institutions.
Bill advises clients regarding a number of regulations applicable to securities trading and custody practices, including regulations related to alternative trading systems, short sale practices, best execution obligations, trading in new issues and the SEC’s customer protection rule.
He also advises clients on transactional matters, including mergers and acquisitions involving broker-dealers and the negotiation of trading, custody and prime brokerage agreements.
Recognitions
- Best Lawyers: Ones to Watch in America, Administrative / Regulatory Law, 2026
Capabilities and industries
Regional markets
Credentials
Education
- Washington University School of Law, JD, cum laude
- Washington University in St. Louis, MBA, cum laude
- Tufts University, BA
Admissions
- New York
Languages
- English
William J. Barbera’s
Insights, News & Events
Insights, News & Events
