SPEAKING ENGAGEMENT

Understanding the Securities Laws 2022: Registering Securities Under the Securities Act of 1933 - the Skills Needed by Securities Lawyers

New York, NY

July 14, 2022

Event details

July 14, 2022

Venue

PLI New York
1177 Avenue of the Americas
Entrance on 45th Street
New York, NY

This event is in the past. See recordings and other materials from this event below.

On July 14, 2022, Eric Klee will be speaking at a PLI seminar: Understanding the Securities Laws 2022 on the topic of Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers.

Key takeaways:

  • Analyze the benefits and risks of becoming a “public company”
  • Understand how to comply with Section 5’s “gun-jumping “and “testing the waters” rules
  • Learn how to interpret Regulation S-K and Regulation S-X requirements
  • Approaching due diligence and disclosure obligations – what do you need to be on the look out for?
  • Best practices for drafting registration statements
  • Learn how to use the confidential submission and review process
  • Going effective – how to respond to SEC comments

(Skills credit for NY attorneys)

For more information or to register, click here.