The Fall ESOP Forum, National Center for Employee Ownership, The DOL and ESOPs

Track:
Governance and Fiduciary Issues

The speaker, a well-known attorney who defends ESOP sponsored companies inside and outside ESOP fiduciaries in DOL investigations, will discuss recent developments in DOL regulation of ESOPs, how to prepare in advance for a DOL investigation, what triggers a DOL investigation, and how to handle a DOL investigation from beginning to end.