Overview
Technological advances have given rise to novel tech focused financial services products. During this panel at the National Society of Compliance Professionals (NSCP), Partner David Solander, spoke on education and awareness surrounding digital assets, including cryptocurrencies, and security tokenization. They explored how products and initiatives are evolving and can impact a firm’s compliance and risk management programs, including:
- Key features of blockchain, initial coin offerings (“ICO”), cryptocurrencies and security tokenization
- The business and regulatory impact of new distributions channels, custody, and the securitization of digital assets
- An assessment of the necessary policies, procedures, training, and education in accordance with the most recent regulatory guidance
- The possible regulatory and compliance impact of introducing digital assets into your firm’s business model